Audit, Assurance & Compliance Management
Secretarial Audit · Compliance Audit · Due Diligence · Internal Audit · Risk & Governance Review
Our Services
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info@bmtandassociates.comIndependent assurance and compliance monitoring play an important role in strengthening governance frameworks and mitigating regulatory risks. Structured audit processes enable organisations to assess their compliance status, identify gaps, and align with applicable legal and regulatory requirements.
Bhavesh M. Thakkar & Associates (BMTA) provides audit, assurance, and compliance review services in accordance with applicable laws and professional standards, supporting organisations in maintaining robust governance and compliance systems.
We assist clients in:
- Evaluating compliance with applicable laws and regulations
- Identifying gaps and regulatory risks
- Strengthening governance and internal control systems
- Supporting stakeholders with independent assurance
Our Services Includes
We provide structured audit, assurance, and compliance review services to help organisations evaluate their regulatory standing, identify gaps, and strengthen governance systems.
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Secretarial Audit under the Companies Act, 2013
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Secretarial Audit for listed and unlisted companies
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Secretarial Audit for private companies and Section 8 entities
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Secretarial Audit for NBFCs and other regulated entities
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Corporate governance audit, where applicable
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Compliance audits under corporate and allied laws
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Certifications under applicable regulatory frameworks
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Audit of compliance with listing regulations and capital market laws
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FEMA compliance audit and certification (where applicable)
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CSR compliance review and certification
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Legal and secretarial compliance review
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Assessment of regulatory non-compliances and risks
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Review of corporate records and filings
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Evaluation of litigation and contingent liabilities
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Review of assets, including intellectual property
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Identification of potential risks affecting transactions
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Legal / Secretarial Due Diligence
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Financial and Tax Due Diligence (in coordination with professionals)
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Business and transaction-specific due diligence
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Internal audit of functions, activities, and compliance processes
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Review of internal control systems and governance mechanisms
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Industrial audits covering applicable environmental, health, and safety laws
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Transactional audits in the context of mergers, investments, and restructuring
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Assessment of governance frameworks and board processes
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Identification of compliance gaps and risk areas
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Advisory on strengthening internal compliance systems
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Support in implementation of compliance monitoring mechanisms
We Work With
Manufacturing Companies
IT Consulting Companies
Software Sector
Chemical Industries
Private Sector Banks
Nationalized Banks
NBFCs
Construction Companies
Engineering Sector
Outsourcing
Foreign Companies
Food Processing
Conglomerates
Broking Companies
Manufacturing Companies
IT Consulting Companies
Software Sector
Chemical Industries
Private Sector Banks
Nationalized Banks
NBFCs
Construction Companies
Engineering Sector
Outsourcing
Foreign Companies
Food Processing
Conglomerates
Broking Companies
Ready to Get Started?
Contact us today to discuss your audit, assurance & compliance management requirements and how we can help your business achieve compliance excellence.
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